Peddock Capital Advisors, LLC (“PCA”) is a Registered Investment Advisor (“RIA”), located in the Commonwealth of Massachusetts. PCA provides investment advisory and related services to clients nationally. PCA will maintain all applicable registration and licenses as required by the various states in which PCA conducts business, as applicable. PCA renders individualized responses to persons in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.
Please read these terms and conditions of use (“Terms”) carefully before using the website located at https://peddock.com (“Website”) or any of the information or services provided by Peddock Capital Advisors, LLC (collectively PCA “we”, “our”, “us”) in connection with the Website. By using the Website, you acknowledge that you have read and understood these Terms and accept to be legally bound by them. If you do not accept and agree to these Terms, you are not an authorized user of the Website or any of the information or services provided by PCA in connection with the Website and should promptly terminate all use thereof. The terms “you” and “your” mean you and any entity you may represent in connection with the use of the Website. You may use your browser to download or print a copy of these Terms for your records.
PCA reserves the right to change, modify, add or remove portions of these Terms at any time for any reason. We suggest that you review these Terms periodically for changes. Such changes shall be effective immediately upon posting. You acknowledge that by accessing our website after we have posted changes to these Terms, you are agreeing to these Terms as modified.
These terms were last updated August 8, 2016.
Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy will be profitable.
Asset Allocation may be used in an effort to manage risk and enhance returns. It does not, however, guarantee a profit or protect against loss. Performance of the asset allocation strategies depends on the underlying investments.
This web site is intended to provide general information about PCA and its services. It is not intended to offer or deliver investment advice in any way. Information regarding investment services are provided solely to gain an understanding of our investment philosophy, our strategies and to be able to contact us for further information.
Market data, articles and other content on this web site are based on generally-available information and are believed to be reliable. PCA does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.
Please remember that it remains your responsibility to advise PCA, in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services, if you would like to impose, add, or to modify any reasonable restrictions to our investment advisory services.
Email Communication Disclosures
PCA often communicates with its clients and prospective clients through electronic mail (“email”) and other electronic means. Your privacy and security are very important to us. PCA makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send PCA private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.
As a registered investment advisor, PCA emails may be subject to inspection by the Chief Compliance Officer (“CCO”) of PCA or the securities regulators.
If you have received an email from PCA in error, we ask that you contact the sender and destroy the email and its contents.
If you have any questions regarding our email policies, please Contact Us.
Social Websites Disclaimer
PCA may utilize third-party websites, including social media websites, blogs and other interactive content. PCA considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, PCA generally retains copies of information that PCA or third-parties may contribute to such sites. This information is subject to review and inspection by the CCO of PCA or the securities regulators.
Information provided on these sites for information and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by PCA’s advisory persons after entering into an advisory agreement and provided PCA with all requested background and account information.